SEC Form 4 · accession 0001104659-15-084896
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Malpass
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 5,000 | $12.5701 | A | 136,411 | D | |
| Common Stock | Dec 14, 2015 | P | 5,000 | $12.9159 | A | 141,411 | D | |
| Common Stock | Dec 14, 2015 | P | 5,000 | $12.9309 | A | 146,411 | D | |
| Common Stock | Dec 14, 2015 | P | 5,000 | $12.884 | A | 151,411 | D | |
| Common Stock | Dec 14, 2015 | P | 10,000 | $12.1722 | A | 161,411 | D | |
| Common Stock | holding | — | — | — | 1,500 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.