SEC Form 4 · accession 0001104659-15-084838
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Wolfgruber
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 3,500 | $12.37 | A | 36,572 | D | |
| Common Stock | Dec 14, 2015 | P | 8,100 | $12.35 | A | 22,779 | I | By Spouse |
| Common Stock | Dec 14, 2015 | P | 500 | $12.34 | A | 1,804 | I | By Child - Heidi C. Wolfgruber |
| Common Stock | Dec 14, 2015 | P | 500 | $12.35 | A | 1,804 | I | By Child - Hayley C. Wolfgruber |
| Common Stock | Dec 14, 2015 | P | 500 | $12.36 | A | 1,804 | I | By Child - Christian K. Wolfgruber |
| Common Stock | holding | — | — | — | 2,000 | I | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
Table II — derivative securities
No Table II lines on this filing.