SEC Form 4 · accession 0001104659-15-068339
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Stone
Officer — Section 16 Officer
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2015 | P | 1,025 | $13.5639 | A | 71,793 | D | |
| Common StockF1 | Sep 28, 2015 | P | 790 | $13.552 | A | 72,583 | D | |
| Common StockF1 | Sep 28, 2015 | P | 1,000 | $13.55 | A | 73,583 | D | |
| Common StockF1 | Sep 28, 2015 | P | 185 | $13.385 | A | 73,768 | D | |
| Common Stock | holding | — | — | — | 8,118 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.