SEC Form 4 · accession 0001104659-15-067735
New Mountain Finance Corp · NMFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B Klinsky
Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 28, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2015 | P | 500,000 | $14.14 | A | 3,062,731 | D | |
| Common StockF1 | holding | — | — | — | 126,878 | I | See Note | |
| Common StockF2 | holding | — | — | — | 722,494 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Steven B. Klinsky Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F2The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.