SEC Form 4 · accession 0001144204-18-047184
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Brookfield US Corp
Director · 10% Owner · Other
Brookfield US Holdings Inc.
Director · 10% Owner · Other
Brookfield Holdings Canada Inc.
Director · 10% Owner · Other
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
Director · 10% Owner · Other
Brookfield Property Group LLC
Director · 10% Owner · Other
BUSC Finance LLC
Director · 10% Owner · Other
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Stock, par value $0.01 per shareF4,F1 | Aug 27, 2018 | A | 124,985,577 | — | A | 124,985,577 | I | See Footnote |
| Class B Stock, par value $0.01 per shareF4,F2 | Aug 27, 2018 | A | 351,958 | — | A | 351,958 | I | See Footnote |
| Class B Stock, par value $0.01 per shareF4,F3 | Aug 27, 2018 | A | 24,063,298 | — | A | 24,063,298 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF4,F1 | — | Aug 27, 2018 | D | 124,985,577 | D | — | — | Common Stock | 124,985,577 | 0 | I |
| Series B Preferred StockF4,F2 | — | Aug 27, 2018 | D | 351,958 | D | — | — | Common Stock | 351,958 | 0 | I |
| Series B Preferred StockF4,F3 | — | Aug 27, 2018 | D | 24,063,298 | D | — | — | Common Stock | 24,063,298 | 0 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.