SEC Form 4 · accession 0001144204-18-041197
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brookfield BPY Retail Holdings II LLC
Director · 10% Owner · Other
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F9 | Jul 27, 2018 | J | 79,094,965 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF2,F9 | Jul 27, 2018 | J | 351,958 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF3,F9 | Jul 27, 2018 | J | 12,989,228 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF4,F9 | Jul 27, 2018 | J | 24,063,298 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF5,F9 | Jul 27, 2018 | J | 53,000,412 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF6,F9 | Jul 27, 2018 | J | 6,985,772 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF7,F9 | Jul 27, 2018 | J | 28,573,419 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF8,F9 | Jul 27, 2018 | J | 2,577,297 | — | D | 0 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF9,F1 | — | Jul 27, 2018 | J | 79,094,965 | A | — | — | Common Stock | 79,094,965 | 79,094,965 | I |
| Series B Preferred StockF9,F2 | — | Jul 27, 2018 | J | 351,958 | A | — | — | Common Stock | 351,958 | 351,958 | I |
| Series B Preferred StockF9,F3 | — | Jul 27, 2018 | J | 12,989,228 | A | — | — | Common Stock | 12,989,228 | 12,989,228 | I |
| Series B Preferred StockF9,F4 | — | Jul 27, 2018 | J | 24,063,298 | A | — | — | Common Stock | 24,063,298 | 24,063,298 | I |
| Series B Preferred StockF9,F5 | — | Jul 27, 2018 | J | 53,000,412 | A | — | — | Common Stock | 53,000,412 | 53,000,412 | I |
| Series B Preferred StockF9,F6 | — | Jul 27, 2018 | J | 6,985,772 | A | — | — | Common Stock | 6,985,772 | 6,985,772 | I |
| Series B Preferred StockF9,F7 | — | Jul 27, 2018 | J | 28,573,419 | A | — | — | Common Stock | 28,573,419 | 28,573,419 | I |
| Series B Preferred StockF9,F8 | — | Jul 27, 2018 | J | 2,577,297 | A | — | — | Common Stock | 2,577,297 | 2,577,297 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
- F5See Exhibit 99.1; Note 5.
- F6See Exhibit 99.1; Note 6.
- F7See Exhibit 99.1; Note 7.
- F8See Exhibit 99.1; Note 8.
- F9See Exhibit 99.1; Note 9.
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. Exhibit List: Exhibit 99.1 - Explanation of Responses