SEC Form 4 · accession 0001144204-18-041196
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Brookfield BPY Retail Holdings I LLC
Director · 10% Owner · Other
Brookfield Properties Subco LLC
Director · 10% Owner · Other
Brookfield Properties, Inc.
Director · 10% Owner · Other
BOP (US) LLC
Director · 10% Owner · Other
Brookfield Holding Ltd Liability Co
Director · 10% Owner · Other
1706065 Alberta ULC
Director · 10% Owner · Other
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F11 | Jul 27, 2018 | J | 79,094,965 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF2,F11 | Jul 27, 2018 | J | 351,958 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF3,F11 | Jul 27, 2018 | J | 12,989,228 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF4,F11 | Jul 27, 2018 | J | 24,063,298 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF5,F11 | Jul 27, 2018 | J | 53,000,412 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF6,F11 | Jul 27, 2018 | J | 6,985,772 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF7,F11 | Jul 27, 2018 | J | 70,114,877 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF8,F11 | Jul 27, 2018 | J | 28,573,419 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF9,F11 | Jul 27, 2018 | J | 2,577,297 | — | D | 0 | I | See footnotes |
| Common Stock, par value $0.01 per shareF10,F11 | Jul 27, 2018 | J | 45,890,612 | — | D | 0 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF11,F1 | — | Jul 27, 2018 | J | 79,094,965 | A | — | — | Common Stock | 79,094,965 | 79,094,965 | I |
| Series B Preferred StockF11,F2 | — | Jul 27, 2018 | J | 351,958 | A | — | — | Common Stock | 351,958 | 351,958 | I |
| Series B Preferred StockF11,F3 | — | Jul 27, 2018 | J | 12,989,228 | A | — | — | Common Stock | 12,989,228 | 12,989,228 | I |
| Series B Preferred StockF11,F4 | — | Jul 27, 2018 | J | 24,063,298 | A | — | — | Common Stock | 24,063,298 | 24,063,298 | I |
| Series B Preferred StockF11,F5 | — | Jul 27, 2018 | J | 53,000,412 | A | — | — | Common Stock | 53,000,412 | 53,000,412 | I |
| Series B Preferred StockF11,F6 | — | Jul 27, 2018 | J | 6,985,772 | A | — | — | Common Stock | 6,985,772 | 6,985,772 | I |
| Series B Preferred StockF11,F7 | — | Jul 27, 2018 | J | 70,114,877 | A | — | — | Common Stock | 70,114,877 | 70,114,877 | I |
| Series B Preferred StockF11,F8 | — | Jul 27, 2018 | J | 28,573,419 | A | — | — | Common Stock | 28,573,419 | 28,573,419 | I |
| Series B Preferred StockF11,F9 | — | Jul 27, 2018 | J | 2,577,297 | A | — | — | Common Stock | 2,577,297 | 2,577,297 | I |
| Series B Preferred StockF11,F10 | — | Jul 27, 2018 | J | 45,890,612 | A | — | — | Common Stock | 45,890,612 | 45,890,612 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F10See Exhibit 99.1; Note 10.
- F11See Exhibit 99.1; Note 11.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
- F5See Exhibit 99.1; Note 5.
- F6See Exhibit 99.1; Note 6.
- F7See Exhibit 99.1; Note 7.
- F8See Exhibit 99.1; Note 8.
- F9See Exhibit 99.1; Note 9.
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. Explanation of Responses: Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses