SEC Form 4 · accession 0001144204-18-041194
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Brookfield Office Properties Inc
Director · 10% Owner · Other
Brookfield Property Partners L.P.
Director · 10% Owner · Other
Brookfield Property Partners Ltd
Director · 10% Owner · Other
Brookfield BPY Holdings (US) Inc.
Director · 10% Owner · Other
Brookfield Property LP
Director · 10% Owner · Other
CanHoldco 1 ULC
Director · 10% Owner · Other
Brookfield Property Split Corp.
Director · 10% Owner · Other
BPG Holdings Group (US) Holdings Inc.
Director · 10% Owner · Other
BPG Holdings Group Inc.
Director · 10% Owner · Other
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F11 | Jul 27, 2018 | J | 79,094,965 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF2,F11 | Jul 27, 2018 | J | 351,958 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF3,F11 | Jul 27, 2018 | J | 12,989,228 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF4,F11 | Jul 27, 2018 | J | 24,063,298 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF5,F11 | Jul 27, 2018 | J | 53,000,412 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF6,F11 | Jul 27, 2018 | J | 6,985,772 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF7,F11 | Jul 27, 2018 | J | 70,114,877 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF8,F11 | Jul 27, 2018 | J | 28,573,419 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF9,F11 | Jul 27, 2018 | J | 2,577,297 | — | D | 0 | I | See footnote |
| Common Stock, par value $0.01 per shareF10,F11 | Jul 27, 2018 | J | 45,890,612 | — | D | 0 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF11,F1 | — | Jul 27, 2018 | J | 79,094,965 | A | — | — | Common Stock | 79,094,965 | 79,094,965 | I |
| Series B Preferred StockF11,F2 | — | Jul 27, 2018 | J | 351,958 | A | — | — | Common Stock | 351,958 | 351,958 | I |
| Series B Preferred StockF11,F3 | — | Jul 27, 2018 | J | 12,989,228 | A | — | — | Common Stock | 12,989,228 | 12,989,228 | I |
| Series B Preferred StockF11,F4 | — | Jul 27, 2018 | J | 24,063,298 | A | — | — | Common Stock | 24,063,298 | 24,063,298 | I |
| Series B Preferred StockF11,F5 | — | Jul 27, 2018 | J | 53,000,412 | A | — | — | Common Stock | 53,000,412 | 53,000,412 | I |
| Series B Preferred StockF11,F6 | — | Jul 27, 2018 | J | 6,985,772 | A | — | — | Common Stock | 6,985,772 | 6,985,772 | I |
| Series B Preferred StockF11,F7 | — | Jul 27, 2018 | J | 70,114,877 | A | — | — | Common Stock | 70,114,877 | 70,114,877 | I |
| Series B Preferred StockF11,F8 | — | Jul 27, 2018 | J | 28,573,419 | A | — | — | Common Stock | 28,573,419 | 28,573,419 | I |
| Series B Preferred StockF11,F9 | — | Jul 27, 2018 | J | 2,577,297 | A | — | — | Common Stock | 2,577,297 | 2,577,297 | I |
| Series B Preferred StockF11,F10 | — | Jul 27, 2018 | J | 45,890,612 | A | — | — | Common Stock | 45,890,612 | 45,890,612 | I |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F10See Exhibit 99.1; Note 10.
- F11See Exhibit 99.1; Note 11.
- F2See Exhibit 99.1; Note 2.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
- F5See Exhibit 99.1; Note 5.
- F6See Exhibit 99.1; Note 6.
- F7See Exhibit 99.1; Note 7.
- F8See Exhibit 99.1; Note 8.
- F9See Exhibit 99.1; Note 9.
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.