SEC Form 4 · accession 0001144204-17-052143
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brookfield Retail Holdings IV-D Sub II LLC
Director · 10% Owner · Other
Period of report
Oct 6, 2017
Accepted (ET)
Oct 11, 2017 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Oct 6, 2017 | M | 497,868 | $8.3621 | A | 1,849,568 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to acquire Common StockF2 | $8.3621 | Oct 6, 2017 | M | 387,205 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 497,868 | 0 | D |
Explanation of responses
- F1See Exhibit 99.1, Note 1
- F2See Exhibit 99.1, Note 2
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.