SEC Form 4 · accession 0001144204-17-052139
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brookfield Retail Holdings III Sub II LLC
Director · 10% Owner · Other
Period of report
Oct 6, 2017
Accepted (ET)
Oct 11, 2017 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Oct 6, 2017 | M | 94,703 | $8.3621 | A | 403,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to acquire Common StockF2 | $8.3621 | Oct 6, 2017 | M | 73,653 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 94,703 | 0 | D |
Explanation of responses
- F1See Exhibit 99.1, Note 1
- F2See Exhibit 99.1, Note 2
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Person. The Reporting Person is a "director by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.