SEC Form 4 · accession 0001144204-17-052135
Brookfield Property REIT Inc. · BPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Brookfield BPY Retail Holdings I LLC
Director · 10% Owner · Other
Brookfield Properties Subco LLC
Director · 10% Owner · Other
Brookfield Properties, Inc.
Director · 10% Owner · Other
BOP (US) LLC
Director · 10% Owner · Other
Brookfield Holding Ltd Liability Co
Director · 10% Owner · Other
1706065 Alberta ULC
Director · 10% Owner · Other
Period of report
Oct 6, 2017
Accepted (ET)
Oct 11, 2017 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001496048
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F19 | Oct 6, 2017 | M | 24,063,298 | $8.3621 | A | 24,063,298 | I | see footnote |
| Common Stock, par value $0.01 per shareF2,F19 | Oct 6, 2017 | M | 21,123,856 | $8.1678 | A | 21,123,856 | I | see footnote |
| Common Stock, par value $0.01 per shareF2,F19 | Oct 6, 2017 | D | 8,134,627 | $21.21 | D | 12,989,228 | I | see footnote |
| Common Stock, par value $0.01 per shareF3,F19 | Oct 6, 2017 | M | 82,559 | $8.3621 | A | 351,958 | I | see footnote |
| Common Stock, par value $0.01 per shareF4,F19 | Oct 6, 2017 | M | 94,703 | $8.3621 | A | 403,716 | I | see footnote |
| Common Stock, par value $0.01 per shareF5,F19 | Oct 6, 2017 | M | 1,465,005 | $8.3621 | A | 5,374,254 | I | see footnote |
| Common Stock, par value $0.01 per shareF6,F19 | Oct 6, 2017 | M | 21,853 | $8.3621 | A | 92,828 | I | see footnote |
| Common Stock, par value $0.01 per shareF7,F19 | Oct 6, 2017 | M | 497,868 | $8.3621 | A | 1,842,703 | I | see footnote |
| Common Stock, par value $0.01 per shareF8,F19 | Oct 6, 2017 | M | 497,868 | $8.3621 | A | 1,849,568 | I | see footnote |
| Common Stock, par value $0.01 per shareF9,F10 | Oct 6, 2017 | M | 28,573,419 | $8.3621 | A | 28,573,419 | D | |
| Common Stock, par value $0.01 per shareF11,F19 | holding | — | — | — | 10,104 | I | see footnote | |
| Common Stock, par value $0.01 per shareF12,F19 | holding | — | — | — | 18,671 | I | see footnote | |
| Common Stock, par value $0.01 per shareF13,F19 | holding | — | — | — | 8,670,667 | I | see footnote | |
| Common Stock, par value $0.01 per shareF14,F19 | holding | — | — | — | 61,444,210 | I | see footnote | |
| Common Stock, par value $0.01 per shareF15,F19 | holding | — | — | — | 8,670,667 | I | see footnote | |
| Common Stock, par value $0.01 per shareF16,F19 | holding | — | — | — | 37,191,170 | I | see footnote | |
| Common Stock, par value $0.01 per shareF17,F19 | holding | — | — | — | 53,000,412 | I | see footnote | |
| Common Stock, par value $0.01 per shareF18,F19 | holding | — | — | — | 79,094,965 | I | see footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to acquire Common StockF1,F19,F20 | $8.3621 | Oct 6, 2017 | M | 18,714,651 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 24,063,298 | 0 | I |
| Warrants to acquire Common StockF2,F19,F21 | $8.1678 | Oct 6, 2017 | M | 16,428,571 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 21,123,856 | 0 | I |
| Warrants to acquire Common StockF3,F19,F20 | $8.3621 | Oct 6, 2017 | M | 64,209 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 82,559 | 0 | I |
| Warrants to acquire Common StockF4,F19,F20 | $8.3621 | Oct 6, 2017 | M | 73,653 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 94,703 | 0 | I |
| Warrants to acquire Common StockF5,F19,F20 | $8.3621 | Oct 6, 2017 | M | 1,139,373 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 1,465,005 | 0 | I |
| Warrants to acquire Common StockF6,F19,F20 | $8.3621 | Oct 6, 2017 | M | 16,996 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 21,853 | 0 | I |
| Warrants to acquire Common StockF7,F19,F20 | $8.3621 | Oct 6, 2017 | M | 387,205 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 497,868 | 0 | I |
| Warrants to acquire Common StockF8,F19,F20 | $8.3621 | Oct 6, 2017 | M | 387,205 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 497,868 | 0 | I |
| Warrants to acquire Common StockF10,F20 | $8.3621 | Oct 6, 2017 | M | 22,222,290 | D | Nov 9, 2010 | Nov 9, 2017 | Common Stock | 28,573,419 | 0 | D |
Explanation of responses
- F1See Exhibit 99.1; Note 1.
- F10See Exhibit 99.1; Note 10.
- F11See Exhibit 99.1; Note 11.
- F12See Exhibit 99.1; Note 12.
- F13See Exhibit 99.1; Note 13.
- F14See Exhibit 99.1; Note 14.
- F15See Exhibit 99.1; Note 15.
- F16See Exhibit 99.1; Note 16.
- F17See Exhibit 99.1; Note 17.
- F18See Exhibit 99.1; Note 18.
- F19See Exhibit 99.1; Note 19.
- F2See Exhibit 99.1; Note 2.
- F20See Exhibit 99.1; Note 20.
- F21See Exhibit 99.1; Note 21.
- F3See Exhibit 99.1; Note 3.
- F4See Exhibit 99.1; Note 4.
- F5See Exhibit 99.1; Note 5.
- F6See Exhibit 99.1; Note 6.
- F7See Exhibit 99.1; Note 7.
- F8See Exhibit 99.1; Note 8.
- F9See Exhibit 99.1; Note 9.
Remarks
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934.