SEC Form 4 · accession 0001683168-19-000405
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Petronis
Officer — Chf Product and Tech Officer
Period of report
Apr 17, 2017
Accepted (ET)
Feb 14, 2019 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | A | 50,000 | $0.00 | A | 50,000 | D | |
| Common StockF2 | Feb 12, 2019 | S | 5,000 | $10.73 | D | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.55 | Apr 17, 2017 | A | 230,000 | A | — | Apr 17, 2027 | Common Stock | 230,000 | 230,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.88, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- F3The Stock Option shares vest over a four year period in 16 equal quarterly installments, with the final vesting date on April 17, 2021.