SEC Form 4 · accession 0001683168-18-002570
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Truax
Director
Period of report
Dec 29, 2017
Accepted (ET)
Aug 30, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | A | 56 | $5.86 | A | 56 | D | |
| Common StockF1 | Feb 28, 2018 | A | 161 | $10.56 | A | 217 | D | |
| Common StockF1 | Mar 31, 2018 | A | 178 | $9.67 | A | 395 | D | |
| Common StockF1 | May 31, 2018 | A | 86 | $11.99 | A | 481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $7.60 | Dec 29, 2017 | A | 15,000 | A | Dec 31, 2017 | Dec 29, 2027 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1These shares were acquired under the Issuer's 2015 Agent Equity Program.