SEC Form 4 · accession 0001683168-18-001983

AGNT, Inc. · AGNT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Randall D Miles

Director

Period of report

Jun 15, 2018

Accepted (ET)

Jul 19, 2018 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001495932

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jun 15, 2018	M	200	$1.76	A	200	D
Common Stock	Jun 15, 2018	S	200	$14.37	D	0	D
Common Stock	Jun 18, 2018	M	3,483	$1.76	A	3,483	D
Common Stock^F1	Jun 18, 2018	S	3,483	$13.96	D	0	D
Common Stock	Jun 19, 2018	M	10,334	$1.76	A	10,334	D
Common Stock^F2	Jun 19, 2018	S	10,334	$13.05	D	0	D
Common Stock	Jun 20, 2018	M	4,350	$1.76	A	4,350	D
Common Stock	Jun 20, 2018	S	4,350	$13.25	D	0	D
Common Stock	Jun 21, 2018	M	100	$1.76	A	100	D
Common Stock	Jun 21, 2018	S	100	$13.25	D	0	D
Common Stock	Jun 22, 2018	M	1,730	$1.76	A	1,730	D
Common Stock^F3	Jun 22, 2018	S	1,730	$12.88	D	0	D
Common Stock	Jun 26, 2018	M	3,113	$1.76	A	3,113	D
Common Stock^F4	Jun 26, 2018	S	3,113	$12.65	D	0	D
Common Stock	Jun 27, 2018	M	1,859	$1.76	A	1,859	D
Common Stock^F5	Jun 27, 2018	S	1,859	$12.56	D	0	D
Common Stock	Jun 28, 2018	M	124	$1.76	A	124	D
Common Stock	Jun 28, 2018	S	124	$12.00	D	0	D
Common Stock	Jun 29, 2018	M	9,006	$1.76	A	9,006	D
Common Stock^F6	Jun 29, 2018	S	9,006	$11.47	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 15, 2018	M	200	D	—	Jul 20, 2026	Common Stock	200	1,349,800	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 18, 2018	M	3,483	D	—	Jul 20, 2026	Common Stock	3,483	1,346,317	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 19, 2018	M	10,334	D	—	Jul 20, 2026	Common Stock	10,334	1,335,983	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 20, 2018	M	4,350	D	—	Jul 20, 2026	Common Stock	4,350	1,331,633	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 21, 2018	M	100	D	—	Jul 20, 2026	Common Stock	100	1,331,533	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 22, 2018	M	1,730	D	—	Jul 20, 2026	Common Stock	1,730	1,329,803	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 26, 2018	M	3,113	D	—	Jul 20, 2026	Common Stock	3,113	1,326,690	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 27, 2018	M	1,859	D	—	Jul 20, 2026	Common Stock	1,859	1,324,831	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 28, 2018	M	124	D	—	Jul 20, 2026	Common Stock	124	1,324,707	D
Stock Option (Right to Buy)^F7,F8	$1.76	Jun 29, 2018	M	9,006	D	—	Jul 20, 2026	Common Stock	9,006	1,315,701	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.02, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.80 to $12.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.60 to $12.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.
F7The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.
F8The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.