SEC Form 4 · accession 0001683168-17-000373
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Penny Sanford
10% Owner
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | S | 57,150 | $3.50 | D | 16,779,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $4.22 | Jan 2, 2017 | J | 350,000 | D | — | Jan 2, 2017 | Common Stock | 350,000 | 0 | D |
Explanation of responses
- F1The reporting person granted an option to purchase Three Hundred Fifty Thousand (350,000) shares of restricted common stock held by the reporting person at an exercise price equal to $4.22 per share, with the underlying shares vesting over a three year period.