SEC Form 3 · accession 0001683168-16-000340
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell G. Cofano
Officer — President and General Counsel
Period of report
Sep 21, 2016
Accepted (ET)
Oct 19, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 96,000 | D | ||
| Common StockF2 | holding | — | — | — | 32,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.77 | holding | — | — | — | — | Jul 29, 2026 | Common Stock | 500,000 | — | D |
| Stock Option (Right to Buy)F4 | $1.77 | holding | — | — | — | — | Jul 29, 2026 | Common Stock | 150,000 | — | D |
Explanation of responses
- F1Reporting person received a grant of 96,000 shares of restricted common stock on July 29, 2016, which vest as to 1/16th of the award upon the completion of each three-month period after the grant date.
- F2Reporting person received a grant of up to 32,000 shares of restricted common stock on July 29, 2016, which shares are subject to both the achievement of performance milestones and time vesting.
- F3The stock option shares vest as to 1/16th of the award upon the completion of each three-month period, becoming fully vested after four years of continuous employment.
- F4The stock option shares are subject to both the achievement of performance milestones and time vesting.
Remarks
Filed herewith - Exhibit 24 - Power of attorney