SEC Form 4 · accession 0001683168-16-000168
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Stanwood Miller
Director
Period of report
Jul 20, 2016
Accepted (ET)
Sep 22, 2016 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.77 | Jul 20, 2016 | A | 1,000,000 | A | — | Jul 20, 2026 | Common Stock | 1,000,000 | 1,000,000 | D |
| Stock Option (Right to Buy)F1 | $1.77 | Jul 20, 2016 | A | 350,000 | A | — | Jul 20, 2026 | Common Stock | 350,000 | 1,350,000 | D |
Explanation of responses
- F1The stock option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Company is acquired.