SEC Form 4 · accession 0001683168-16-000138
AGNT, Inc. · AGNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan M. Goldman
Officer — Chief Financial Officer
Period of report
Mar 16, 2016
Accepted (ET)
Sep 15, 2016 · 9:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | A | 100,000 | $0.00 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.80 | Mar 16, 2016 | A | 500,000 | A | — | Mar 16, 2026 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1Reporting person received a grant of 100,000 shares of restricted common stock, which vests as to 25,000 shares upon the completion of each three-month period after the grant date.
- F2The stock option shares vest as to 31,250 shares upon the completion of each three-month period, becoming fully vested after four years of continuous employment.