Form4insider filings, from the source

SEC Form 5 · accession 0001209191-15-013757

Enerpulse Technologies, Inc. · ENPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495899

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2Nov 18, 2013J2,378,529$0.00D0IBy SAIL Venture Partners II, LP
Common StockF1,F3,F4Nov 18, 2013J2,378,529$0.00A2,378,529IBy SVP II Xtreme Power Joint Venture, LP
Common StockF5,F3,F6May 6, 2014J1,254,657$0.00A1,254,657IBy SAIL Exit Partners, LLC
Common StockF7,F4Jun 6, 2014J2,378,529$0.00D0IBy SVP II Xtreme Power Joint Venture, LP
Common StockF7,F3,F6Jun 6, 2014J2,378,529$0.00A3,633,186IBy SAIL Exit Partners, LLC
Common StockF3,F6Dec 15, 2014L5,000$0.50A3,638,186IBy SAIL Exit Partners, LLC

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series B Warrant (Right to Buy)F1,F2,F8$2.01Nov 18, 2013J515,944DSep 4, 2013—Common Stock515,9440I
Series C Warrant (Right to Buy)F1,F2,F8$2.74Nov 18, 2013J82,054DSep 4, 2013—Common Stock82,0540I
Series D Warrant (Right to Buy)F1,F2$2.66Nov 18, 2013J123,911DSep 4, 2013Dec 31, 2017Common Stock123,9110I
Series B Warrant (Right to Buy)F1,F3,F4,F8$2.01Nov 18, 2013J515,944ASep 4, 2013—Common Stock515,944515,944I
Series C Warrant (Right to Buy)F1,F3,F4,F8$2.74Nov 18, 2013J82,054ASep 4, 2013—Common Stock82,05482,054I
Series D Warrant (Right to Buy)F1,F3,F4$2.66Nov 18, 2013J123,911ASep 4, 2013Dec 31, 2017Common Stock123,911123,911I
Series C Warrant (Right to Buy)F9,F3,F6,F8$2.74May 6, 2014J27,352ASep 4, 2013—Common Stock27,35227,352I
Series D Warrant (Right to Buy)F10,F3,F6$2.66May 6, 2014J191,498ASep 4, 2013Dec 31, 2017Common Stock191,498191,498I
Series B Warrant (Right to Buy)F7,F4,F8$2.01Jun 6, 2014J515,944DSep 4, 2013—Common Stock515,9440I
Series C Warrant (Right to Buy)F7,F4,F8$2.74Jun 6, 2014J82,054DSep 4, 2013—Common Stock82,0540I
Series D Warrant (Right to Buy)F7,F4$2.66Jun 6, 2014J123,911DSep 4, 2013Dec 31, 2017Common Stock123,9110I
Series B Warrant (Right to Buy)F7,F3,F6,F8$2.01Jun 6, 2014J515,944ASep 4, 2013—Common Stock515,944515,944I
Series C Warrant (Right to Buy)F7,F3,F6,F8$2.74Jun 6, 2014J82,054ASep 4, 2013—Common Stock82,054109,406I
Series D Warrant (Right to Buy)F7,F3,F6$2.66Jun 6, 2014J123,911ASep 4, 2013Dec 31, 2017Common Stock123,911315,409I

Explanation of responses