SEC Form 4 · accession 0001140361-17-003534
Enerpulse Technologies, Inc. · ENPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Passaic River Capital LLC
10% Owner
Period of report
Jan 26, 2017
Accepted (ET)
Jan 30, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | holding | — | — | — | 8,867,567 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Senior Secured Convertible Notes | $0.005 | Jan 26, 2017 | P | 37,500 | A | Jan 26, 2017 | Jan 26, 2020 | Common Stock | 7,500,000 | 37,500 | D |