SEC Form 5 · accession 0001104659-15-010047
Enerpulse Technologies, Inc. · ENPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Altira Group LLC
Other
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495899
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,171,475 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy)F1 | $5.63 | holding | — | — | — | Sep 4, 2013 | Jan 18, 2017 | Common Stock | 33,823 | 33,823 | I |
| Common Stock Warrant (Right to Buy)F1 | $2.66 | holding | — | — | — | Sep 4, 2013 | Dec 31, 2017 | Common Stock | 45,058 | 45,058 | I |
Explanation of responses
- F1Altira Group LLC and Altira Management IV LLC are indirect beneficial owners of the reported securities held by Altira Technology Fund IV L.P.
Remarks
*Altira Group LLC is the managing member and sole member of Altira Management IV LLC, which is the general partner of Altira Technology Fund IV L.P., which owns less than 10%, but more than 5% of the Issuer's Common Stock.