SEC Form 4 · accession 0001638599-17-001068
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Nov 6, 2017 | P | 1,000 | $7.9355 | A | 214,148 | D | |
| Firsthand Technology Value Fund, Inc. | holding | — | — | — | 44,016 | I | By Firsthand Capital Management, Inc. |
Table II — derivative securities
No Table II lines on this filing.