SEC Form 4 · accession 0001398344-17-004776
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark F Fitzgerald
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Apr 10, 2017 | P | 2,000 | $8.09 | A | 3,000 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2017 | P | 2,000 | $8.07 | A | 5,000 | I | Managed Family Account |
Table II — derivative securities
No Table II lines on this filing.