SEC Form 4 · accession 0001398344-17-001127
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 1,807 | $7.55 | A | 194,055 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 1,000 | $7.5599 | A | 195,055 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 193 | $7.56 | A | 195,248 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 1,000 | $7.63 | A | 196,248 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 1,000 | $7.639 | A | 197,248 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2017 | P | 1,000 | $7.67 | A | 198,248 | D | |
| Firsthand Technology Value Fund, Inc. | Jan 30, 2016 | P | 1,000 | $7.69 | A | 199,248 | D |
Table II — derivative securities
No Table II lines on this filing.