SEC Form 4 · accession 0001398344-15-003014
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $14.98 | A | 173,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.00 | A | 174,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 2,000 | $15.0015 | A | 176,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 241 | $15.0085 | A | 176,489 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 700 | $15.009 | A | 177,189 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,059 | $15.0099 | A | 178,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 3,000 | $15.01 | A | 181,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.02 | A | 182,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.03 | A | 183,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.06 | A | 184,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.0694 | A | 185,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,000 | $15.109 | A | 186,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 751 | $15.12 | A | 186,999 | D | |
| Firsthand Technology Value Fund, Inc. | May 1, 2015 | P | 1,249 | $15.13 | A | 188,248 | D |
Table II — derivative securities
No Table II lines on this filing.