SEC Form 4 · accession 0001398344-15-002660
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Apr 21, 2015
Accepted (ET)
Apr 23, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Apr 21, 2015 | P | 10 | $15.13 | A | 157,273 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 21, 2015 | P | 1,000 | $15.1299 | A | 158,273 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 21, 2015 | P | 1,000 | $15.1394 | A | 159,273 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 21, 2015 | P | 1,000 | $15.0991 | A | 160,273 | D |
Table II — derivative securities
No Table II lines on this filing.