SEC Form 4 · accession 0001398344-15-002615
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Apr 16, 2015 | P | 877 | $14.92 | A | 153,863 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 17, 2015 | P | 1,000 | $14.97 | A | 154,863 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 17, 2015 | P | 1,000 | $14.98 | A | 155,863 | D |
Table II — derivative securities
No Table II lines on this filing.