SEC Form 4 · accession 0001398344-15-002527
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 1,000 | $14.34 | A | 132,986 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 2,000 | $14.35 | A | 134,986 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 632 | $14.355 | A | 135,618 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 1,000 | $14.3599 | A | 136,618 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 100 | $14.36 | A | 136,718 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 2,000 | $14.3691 | A | 138,718 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 900 | $14.3697 | A | 139,618 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 3,868 | $14.3699 | A | 143,486 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 1,800 | $14.37 | A | 145,286 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 2,000 | $14.3788 | A | 147,286 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 1,200 | $14.3799 | A | 148,486 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 1,700 | $14.38 | A | 150,186 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 13, 2015 | P | 2,800 | $14.39 | A | 152,986 | D |
Table II — derivative securities
No Table II lines on this filing.