SEC Form 4 · accession 0001398344-15-002499
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Apr 9, 2015
Accepted (ET)
Apr 13, 2015 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Apr 9, 2015 | P | 137 | $14.30 | A | 120,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 9, 2015 | P | 1,000 | $14.31 | A | 121,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 9, 2015 | P | 1,000 | $14.40 | A | 122,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,000 | $14.32 | A | 123,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,000 | $14.34 | A | 124,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,000 | $14.35 | A | 125,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 600 | $14.3499 | A | 126,138 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 400 | $14.349 | A | 126,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,000 | $14.3464 | A | 127,538 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,366 | $14.39 | A | 128,904 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 82 | $14.41 | A | 128,986 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 2,000 | $14.42 | A | 130,986 | D | |
| Firsthand Technology Value Fund, Inc. | Apr 10, 2015 | P | 1,000 | $14.45 | A | 131,986 | D |
Table II — derivative securities
No Table II lines on this filing.