SEC Form 4 · accession 0001398344-15-002100
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
Mar 26, 2015
Accepted (ET)
Mar 30, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund | Mar 26, 2015 | P | 167 | $14.04 | A | 113,404 | D | |
| Firsthand Technology Value Fund | Mar 26, 2015 | P | 1,000 | $14.05 | A | 114,404 | D | |
| Firsthand Technology Value Fund | Mar 26, 2015 | P | 4,000 | $14.06 | A | 118,404 | D | |
| Firsthand Technology Value Fund | Mar 26, 2015 | P | 1,000 | $14.07 | A | 119,404 | D |
Table II — derivative securities
No Table II lines on this filing.