SEC Form 4 · accession 0001012709-15-000012
Firsthand Technology Value Fund, Inc. · SVVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Landis
Officer — President · Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495584
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 600 | $15.0158 | A | 188,848 | D | |
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 300 | $15.0178 | A | 189,149 | D | |
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 100 | $15.01 | A | 189,249 | D | |
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 2,000 | $15.02 | A | 191,248 | D | |
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 900 | $14.95 | A | 192,148 | D | |
| Firsthand Technology Value Fund, Inc. | May 5, 2015 | P | 100 | $14.949 | A | 192,248 | D |
Table II — derivative securities
No Table II lines on this filing.