SEC Form 3 · accession 0001586967-15-000001
Ener-Core, Inc. · ENCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Sail Venture Management, LLC
10% Owner
Sail Venture Partners II, LLC
10% Owner
SAIL Exit Partners, LLC
10% Owner
Period of report
Mar 16, 2015
Accepted (ET)
Mar 25, 2015 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 29,300,170 | I | See Footnote 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting entities disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting entities are the beneficial owners of these securities for Section 16 or any other purpose.
- F2These securities are owned directly by SAIL Exit Partners, LLC, of which SAIL Venture Partners II, LLC is the general partner, of which SAIL Venture Management, LLC is the manager. SAIL Venture Partners II, LLC and SAIL Venture Management, LLC are indirect beneficial owners of the reported securities.