SEC Form 4 · accession 0001213900-17-003448
Ener-Core, Inc. · ENCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Markscheid
Director
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.50 | Apr 4, 2017 | A | 20,000 | A | — | Apr 4, 2027 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option becomes exercisable as follows: (i) 5/16 of the total number of shares underlying the option are vested on the grant date and (ii) 1/48 of the total number of shares underlying the option will become vested after each month thereafter.