SEC Form 4 · accession 0001213900-15-004089
Ener-Core, Inc. · ENCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Helenek
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $0.19 | May 18, 2015 | A | 300,000 | A | — | Jul 1, 2023 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1This option was granted on 05/18/2015 and vests over 4 years commencing on the first anniversary of the grant date. The vesting is 25% after one year and 1/48 of the original grant vested each month thereafter.