SEC Form 4/A · accession 0001213900-15-003573
Ener-Core, Inc. · ENCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alain J Castro
Officer — Chief Executive Officer · Director
Period of report
May 8, 2015
Accepted (ET)
May 13, 2015 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | P | 25,000 | $0.20 | A | 358,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an inadvertent error regarding the transaction code reported in the original Form 4. The Form 4 was intended to report a private purchase of stock using the transaction code "P". The original form incorrectly indicated a transaction code of "S".