SEC Form 4 · accession 0001495479-17-000035
Bravo Brio Restaurant Group, Inc. · BBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason D. Siegler
Officer — Vice President
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par value per shareF1 | Mar 3, 2017 | S | 1,718 | $4.75 | D | 7,130 | D | |
| Common Shares, no par value per shareF2 | Mar 3, 2017 | A | 5,500 | $0.00 | A | 12,630 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.75 to $4.77, inclusive. Mr. Siegler has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The above reported Common Shares are restricted shares that vest over a four year period, with an initial 25% of such award vesting on March 3, 2018 (the "Initial Vesting Date") and 25% of such award vesting on each of the successive three anniversaries of the Initial Vesting Date.