SEC Form 4 · accession 0000899243-16-028366
Bravo Brio Restaurant Group, Inc. · BBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
TAC Capital LLC
10% Owner
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495479
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, no par value per shareF1,F2,F3 | Aug 30, 2016 | P | 23,533 | $4.6993 | A | 1,592,017 | D | |
| Common Shares, no par value per shareF2,F3 | Aug 31, 2016 | P | 47,381 | $4.7025 | A | 1,639,398 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in mutliple transactions at prices ranging from $4.6525 to $4.7025, inclusive. The Reporting Persons undertake to provide to Bravo Brio Restaurant Group, Inc., any security holder of Bravo Brio Restaurant Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2These shares are owned directly by TAC Capital, LLC, a Delaware limited liability company ("TAC Capital"). TAC Capital is wholly owned by TAC Financial Corporation, a Delaware corporation ("TAC Financial"). TAC Financial is wholly owned by The Adam Corporation/Group, a Texas corporation ("TAC/G"). TAC/G is wholly owned by Donald A. Adam, a citizen of the United States of America. By virtue of such relationships, each of TAC Financial, TAC/G and Mr. Adam may be deemed to be the beneficial owner of these shares; however, each disclaims beneficial ownership of the reported shares in excess of such his or its pecuniary interest in the shares.
- F3TAC Financial, TAC/G and Mr. Adam are in the process of obtaining filing codes to file with the Securities and Exchange Commission. Such persons undertake to amend this Form 4 to include their respective filing codes when they receive them from the Securities and Exchange Commission.