SEC Form 4 · accession 0001179110-18-011772
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia R. Miller
Director · 10% Owner
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 27, 2018 | D | 200,000 | $15.04 | D | 1,483,340 | I | See Footnote |
| Common SharesF1 | Sep 27, 2018 | S | 400,000 | $15.04 | D | 1,083,340 | I | See Footnote |
| Common SharesF2,F1 | Oct 1, 2018 | S | 200,000 | $15.20 | D | 883,340 | I | See Footnote |
| Common SharesF3 | holding | — | — | — | 1,500,000 | I | See Footnote | |
| Common SharesF4 | holding | — | — | — | 85,156 | I | See Footnote | |
| Common Shares | holding | — | — | — | 3,017,638 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares reported in column 5 represent shares held by the Patricia R. Miller 2007 Family Trust. P. Michael Miller and Patricia R. Miller are husband and wife. P. Michael Miller is the trustee of the Patricia R. Miller 2007 Family Trust.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.43, inclusive. The reporting person undertakes to provide Vera Bradley, Inc., any security holder of Vera Bradley, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Shares reported in column 5 represent shares held by the Miller Marital Trust. Patricia R. Miller is the trustee of the Miller Marital Trust.
- F4Shares reported in column 5 represent shares held by P. Michael Miller. P. Michael Miller and Patricia R. Miller are husband and wife.