SEC Form 4 · accession 0001179110-17-005634
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Hall
Director · 10% Owner
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 31, 2017 | A | 9,130 | $0.00 | A | 63,593 | D | |
| Common SharesF2 | holding | — | — | — | 6,610,469 | I | See Footnote | |
| Common SharesF4 | holding | — | — | — | 200,000 | I | See Footnote | |
| Common SharesF3 | holding | — | — | — | 173,519 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units subject to vesting and forfeiture.
- F2The shares reported in column 5 are held by the Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust, of which Mr. Hall's spouse serves as co-trustee. Mr. Hall disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- F3The shares reported in column 5 are held by the Joan Byrne Hall 2015 Grantor Retained Annuity Trust, of which Mr. Hall's spouse serves as the sole trustee.
- F4The shares reported in column 5 are held by the Joan Byrne Hall 2016 Grantor Retained Annuity Trust #1. Mr. Hall disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.