SEC Form 4 · accession 0000899243-18-029128
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Ray
Other
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2018 | S | 2,429 | $12.58 | D | 55,879 | D | |
| Common StockF1,F2 | Nov 15, 2018 | S | 2,429 | $11.98 | D | 53,450 | D | |
| Common StockF1,F3 | Nov 14, 2018 | S | 10,913 | $12.59 | D | 251,026 | I | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common StockF1,F3 | Nov 15, 2018 | S | 10,913 | $11.99 | D | 240,113 | I | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common StockF1,F4 | Nov 14, 2018 | S | 3,276 | $12.58 | D | 199,116 | I | By Anne-Marie Ray Revocable Trust |
| Common StockF1,F4 | Nov 15, 2018 | S | 3,276 | $11.98 | D | 195,840 | I | By Anne-Marie Ray Revocable Trust |
| Common StockF5 | holding | — | — | — | 2,810,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 411,003 | I | By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted on April 6, 2018.
- F2The prices reported are weighted average prices. The shares sold on November 14, 2018 were sold in multiple transactions at prices ranging from $12.30 to $13.09, inclusive, and the shares sold on November 15, 2018 were sold in multiple transactions at prices ranging from $11.80 to $12.18, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The prices reported are weighted average prices. The shares sold on November 14, 2018 were sold in multiple transactions at prices ranging from $12.29 to $13.11, inclusive, and the shares sold on November 15, 2018 were sold in multiple transactions at prices ranging from $11.80 to $12.18, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The prices reported are weighted average prices. The shares sold on November 14, 2018 were sold in multiple transactions at prices ranging from $12.30 to $13.09, inclusive, and the shares sold on November 15, 2018 were sold in multiple transactions at prices ranging from $11.80 to $12.18, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The reporting person disclaims beneficial ownership of these shares.