SEC Form 4 · accession 0000899243-18-027802

Vera Bradley, Inc. · VRA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael C. Ray

Other

Period of report

Oct 29, 2018

Accepted (ET)

Oct 31, 2018 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001495320

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Oct 29, 2018	S	2,429	$13.17	D	60,737	D
Common Stock^F1,F2	Oct 30, 2018	S	2,429	$13.36	D	58,308	D
Common Stock^F1,F3	Oct 29, 2018	S	10,913	$13.16	D	272,852	I	By Michael Ray 2009 Grantor Retained Annuity Trust
Common Stock^F1,F3	Oct 30, 2018	S	10,913	$13.36	D	261,939	I	By Michael Ray 2009 Grantor Retained Annuity Trust
Common Stock^F1,F4	Oct 29, 2018	S	3,276	$13.17	D	205,668	I	By Anne-Marie Ray Revocable Trust
Common Stock^F1,F4	Oct 30, 2018	S	3,276	$13.36	D	202,392	I	By Anne-Marie Ray Revocable Trust
Common Stock^F5	holding	—	—		—	2,810,469	I	By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust
Common Stock	holding	—	—		—	411,003	I	By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan adopted on April 6, 2018.
F2The prices reported are weighted average prices. The shares sold on October 29, 2018 were sold in multiple transactions at prices ranging from $12.95 to $13.36, inclusive, and the shares sold on October 30, 2018 were sold in multiple transactions at prices ranging from $13.16 to $13.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The prices reported are weighted average prices. The shares sold on October 29, 2018 were sold in multiple transactions at prices ranging from $12.82 to $13.41, inclusive, and the shares sold on October 30, 2018 were sold in multiple transactions at prices ranging from $13.09 to $13.54, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The prices reported are weighted average prices. The shares sold on October 29, 2018 were sold in multiple transactions at prices ranging from $12.95 to $13.36, inclusive, and the shares sold on October 30, 2018 were sold in multiple transactions at prices ranging from $13.16 to $13.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5The reporting person disclaims beneficial ownership of these shares.