SEC Form 4 · accession 0000899243-18-018307
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Marie Ray
10% Owner
Period of report
Jun 19, 2018
Accepted (ET)
Jun 27, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2018 | G | 11,500 | $0.00 | D | 221,660 | I | By Anne-Marie Ray Revocable Trust |
| Common StockF2 | Jun 25, 2018 | S | 400,000 | $14.43 | D | 3,010,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
| Common StockF2 | Jun 26, 2018 | S | 200,000 | $14.43 | D | 2,810,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 480,199 | I | By Michael Ray 2009 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 46,252 | I | By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 | |
| Common StockF1 | holding | — | — | — | 411,003 | I | By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 19, 2018, the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 (the "2017 GRAT") made an annuity payment of 88,997 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). The reporting person is the settlor, sole trustee and sole annuitant of the 2017 GRAT and the settlor and sole trustee of the Revocable Trust.
- F2The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- F3This transaction constitutes a sale of shares to the Issuer.