SEC Form 4 · accession 0000899243-17-029520
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Ray
10% Owner
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2017 | D | 4,108 | $12.33 | D | 116,604 | D | |
| Common StockF1 | Dec 21, 2017 | D | 8,185 | $12.33 | D | 523,851 | I | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common Stock | holding | — | — | — | 227,267 | I | By Anne-Marie Ray Revocable Trust | |
| Common Stock | holding | — | — | — | 0 | I | By Anne-Marie Ray 2015 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 46,252 | I | By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 | |
| Common Stock | holding | — | — | — | 500,000 | I | By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 | |
| Common StockF2 | holding | — | — | — | 4,610,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares sold on December 21, 2017 were sold in multiple transactions at prices ranging from $12.30 to $12.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The reporting person disclaims beneficial ownership of these shares.