SEC Form 4 · accession 0000899243-16-036170
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Marie Ray
10% Owner
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 19, 2016 | S | 12,771 | $12.37 | D | 113,710 | I | By Anne-Marie Ray Revocable Trust |
| Common StockF2 | Dec 19, 2016 | S | 113,710 | $11.80 | D | 0 | I | By Anne-Marie Ray Revocable Trust |
| Common StockF1 | holding | — | — | — | 6,610,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 | |
| Common Stock | holding | — | — | — | 832,796 | I | By Michael Ray 2009 Grantor Retained Annuity Trust | |
| Common StockF2 | holding | — | — | — | 173,519 | I | By Anne-Marie Ray 2015 Grantor Retained Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares.
- F2On October 3, 2016, the Anne-Marie Ray 2015 Grantor Retained Annuity Trust (the "2015 GRAT") made an annuity payment of 126,481 shares of Issuer common stock to the reporting person, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). The reporting person is the sole trustee and annuitant of the 2015 GRAT and sole trustee of the Revocable Trust. Following the sales of Issuer common stock reported on this form, the Revocable Trust did not directly own any shares of Issuer common stock.
- F3The prices reported are weighted average prices. The shares were sold in multiple transactions at prices ranging from $12.22 to $12.57, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.