SEC Form 4 · accession 0000899243-16-026956
Vera Bradley, Inc. · VRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Ray
10% Owner
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495320
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 10, 2016 | S | 600 | $14.58 | D | 289,662 | D | |
| Common StockF1,F2 | Aug 11, 2016 | S | 2,600 | $14.54 | D | 287,062 | D | |
| Common StockF1,F3,F4 | Aug 10, 2016 | S | 1,700 | $14.58 | D | 884,296 | I | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common StockF1,F3,F4 | Aug 11, 2016 | S | 5,900 | $14.52 | D | 878,396 | I | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common StockF4 | holding | — | — | — | 6,610,469 | I | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust | |
| Common StockF4 | holding | — | — | — | 300,000 | I | By Anne-Marie Ray 2015 Grantor Retained Annuity Trust | |
| Common StockF4 | holding | — | — | — | 200,000 | I | By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected under a Rule 10b5-1 trading plan dated June 29, 2016.
- F2The prices reported in column 4 are weighted average prices. The shares sold on August 10, 2016 were sold in multiple transactions at prices ranging from $14.54 to $14.67, inclusive, and the shares sold on August 11, 2016 were sold in multiple transactions at prices ranging from $14.50 to $14.60, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The prices reported in column 4 are weighted average prices. The shares sold on August 10, 2016 were sold in multiple transactions at prices ranging from $14.50 to $14.71, inclusive, and the shares sold on August 11, 2016 were sold in multiple transactions at prices ranging from $14.50 to $14.59, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The reporting person disclaims beneficial ownership of these shares.