SEC Form 3 · accession 0001044321-15-000084
IZEA Worldwide, Inc. · IZEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
Period of report
Feb 12, 2015
Accepted (ET)
Feb 12, 2015 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001495231
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 10,857,144 | I | By Limited Partnerships |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants AF1,F2 | $0.35 | holding | — | — | — | Feb 21, 2014 | Feb 21, 2019 | Common Stock | 5,428,572 | — | I |
| Warrants BF1,F2 | $0.50 | holding | — | — | — | Feb 21, 2014 | Feb 21, 2019 | Common Stock | 5,428,572 | — | I |
Explanation of responses
- F1This is a joint filing by Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner). Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with PE and TECH, the Funds) hold shares of Common Stock of the Issuer (the Shares). AWM Investment Company, Inc. (AWM), the investment adviser to the Funds, holds the power to vote and the power to dispose of the Shares held by each of the Funds. Marxe, Greenhouse and Stettner are the controlling principals of AWM.
- F2While the Shares held by each of the Funds were previously reported by Marxe, Greenhouse and Stettner on Form 3, reference should be made to AWM (CIK #0001002856) for any future filings with the Securities and Exchange Commission relating to the Shares held by each of the Funds. Marxe, Greenhouse and Stettner disclaim beneficial ownership of the Shares and Warrants, except to the extent of their pecuniary interest therein. This report shall not be deemed an admission that Marxe, Greenhouse and Stettner are the beneficial owners of the Shares of the Issuer held by the Funds for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.