SEC Form 4 · accession 0001494650-18-000089
OptiNose, Inc. · OPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K Miller
Officer — Chief Executive Officer · Director
Period of report
Aug 15, 2018
Accepted (ET)
Aug 15, 2018 · 1:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | P | 10,752 | $14.32 | A | 117,738 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,838 shares acquired under the Optinose, Inc. 2017 Employee Stock Purchase Plan on June 29, 2018 in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c).