SEC Form 4 · accession 0001104659-17-062321
OptiNose, Inc. · OPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry G Pickering
Director
Period of report
Oct 12, 2017
Accepted (ET)
Oct 16, 2017 · 12:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494650
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.00 | Oct 12, 2017 | A | 28,879 | A | — | Oct 11, 2027 | Common Stock | 28,879 | 28,879 | D |
Explanation of responses
- F1The option vests and becomes exercisable in full on the date of the Issuer's 2018 annual meeting of stockholders, subject to the reporting person's continued service with the Issuer immediately prior to the Issuer's 2018 annual meeting of stockholders.