SEC Form 4 · accession 0000899243-18-016384

OptiNose, Inc. · OPTN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sriram Venkataraman

Director · 10% Owner

Period of report

Jun 11, 2018

Accepted (ET)

Jun 13, 2018 · 4:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001494650

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 11, 2018	S	2,041,759	$20.915	D	11,024,096	I	See footnote
Common Stock^F2	Jun 11, 2018	S	670,487	$20.915	D	3,620,164	I	See footnote
Common Stock^F3	Jun 11, 2018	S	162,754	$20.915	D	878,757	I	See footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F2Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.
F3Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. Mr. Venkataraman is a member of the investment committee of ACP II GP. By virtue of these relationships, Mr. Venkataraman may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Mr. Venkataraman expressly disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein.