SEC Form 4 · accession 0001445866-17-001255
BOSTON OMAHA Corp · BOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Boulderado Partners, LLC
Officer — Co-Chief Executive Officer · Director · 10% Owner
Boulderado Group, LLC
Officer — Co-Chief Executive Officer · Director · 10% Owner
Boulderado Capital, LLC
Officer — Co-Chief Executive Officer · Director · 10% Owner
Alexander Buffett Rozek
Officer — Co-Chief Executive Officer · Director · 10% Owner
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock, par value $0.001 per shareF5 | Aug 17, 2017 | P | 5,000 | $14.00 | A | 272,500 | I | footnote |
| Class A common stock, par value $0.001 per shareF5 | Aug 18, 2017 | P | 5,000 | $13.50 | A | 277,500 | I | footnote |
| Class A common stock, par value $0.001 per shareF5 | Aug 18, 2017 | P | 3,778 | $13.60 | A | 281,278 | I | footnote |
| Class A common stock, par value $0.001 per shareF2 | holding | — | — | — | 919,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B common stock warrants (right to buy)F1,F2,F3,F4 | $8.00 | holding | — | — | — | — | Jun 18, 2025 | Class A common stock | 1,262 | 1,262 | D |
| Class B common stock warrants (right to buy)F1,F2,F3,F4 | $10.00 | holding | — | — | — | — | Jun 18, 2025 | Class A common stock | 51,516 | 51,516 | D |
| Class B common stockF1,F2,F3,F4 | — | holding | — | — | — | — | — | Class A common stock | 527,780 | 527,780 | D |
Explanation of responses
- F1Except for the 281,278 shares of Class A common stock as described in Footnote 5, all of the reported shares and derivative securities are directly owned by Boulderado Partners, LLC, of which Boulderado Capital, LLC is the managing member and Boulderado Group, LLC is the investment manager. Alexander B. Rozek ("Mr. Rozek") is the managing member of Boulderado Group, LLC and Boulderado Capital, LLC. Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek could all be deemed to share indirect beneficial ownership of the shares and derivative securities reported herein.
- F2Boulderado Capital, LLC, Boulderado Group, LLC and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes
- F3Mr. Rozek serves as a director of the issuer, and as the co-chief executive officer of the issuer.
- F4The Class B common stock warrants are convertible at any time at the holder's election into shares of the issuer's Class B common stock, which in turn is convertible at any time, at the holder's election and for no additional consideration, into shares of Class A common stock on a one-for-one basis.
- F5These reported shares are directly owned by two trusts of which Mr. Rozek is the trustee and over which he has voting power, but as to which each of Boulderado Partners, LLC, Boulderado Group, LLC and Boulderado Capital, LLC disclaim beneficial ownership.